-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UbV5zV5mEgwyR4SglJlV5qNNrMQXjx/NGl2z5SiqtVZoO+Ngk3SckeOR56rY8E8e /ahUYtm2VhRRMG3UKcxy1Q== 0000922423-99-000167.txt : 19990215 0000922423-99-000167.hdr.sgml : 19990215 ACCESSION NUMBER: 0000922423-99-000167 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHART INDUSTRIES INC CENTRAL INDEX KEY: 0000892553 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 341712937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-43584 FILM NUMBER: 99536446 BUSINESS ADDRESS: STREET 1: 5885 LANDERBROOK DRIVE STREET 2: SUITE 150 CITY: MAYFIELD HEIGHTS STATE: OH ZIP: 44124 BUSINESS PHONE: 4407531490 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GINTEL ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0000767409 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6 GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 BUSINESS PHONE: 203-622-6400 MAIL ADDRESS: STREET 1: 6 GREENWICH OFFICE PARK CITY: GREENWICH STATE: CT ZIP: 06831 FORMER COMPANY: FORMER CONFORMED NAME: GINTEL EQUITY MANAGEMENT INC DATE OF NAME CHANGE: 19931216 SC 13G/A 1 CTI 13G/A FILING 742,573 SHS, 3.2% (AMND. NO. 1) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ________ SCHEDULE 13G (Amendment No. 1) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 CHART INDUSTRIES, INC. ----------------------------------------- (Name of Issuer) Common Stock $.01 par value ----------------------------------------- (Title of Class of Securities) 16115Q-10-0 -------------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (Continued of following page(s)) Page 1 of 5 Pages SCHEDULE 13G CUSIP No. 16115Q-10-0 Page 2 of 5 Pages - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON GINTEL ASSET MANAGEMENT, INC. IRS #06-0871969 - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] Gintel Asset Mgt, Inc. 742,573 shs (b) [X] - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION CONNECTICUT - -------------------------------------------------------------------------------- 5) SOLE VOTING POWER 710,000 NUMBER ------------------------------------------------- OF 6) SHARED VOTING POWER SHARES 32,573 BENEFICIALLY ------------------------------------------------- OWNED BY 7) SOLE DISPOSITIVE POWER EACH GINTEL ASSET MGT., INC. 742,573 shs. REPORTING ------------------------------------------------- PERSON 8) SHARED DISPOSITIVE POWER WITH - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 742,573 Shares - -------------------------------------------------------------------------------- 10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * [ ] - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.2% - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON I.A. - -------------------------------------------------------------------------------- Schedule 13G ITEM 1(A). NAME OF ISSUER: CHART INDUSTRIES, INC. ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 35555 Curtis Boulevard Eastlake, OH 44095 ITEM 2(A). NAME OF PERSON FILING: GINTEL ASSET MANAGEMENT, INC. ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: 6 Greenwich Office Park Greenwich, CT 06831 ITEM 2(C). CITIZENSHIP: CONNECTICUT CORPORATION ITEM 2(D). TITLE OF CLASS OF SECURITIES: Common Stock $.01 par value ITEM 2(E). CUSIP NUMBER: 16115Q-10-0 ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), CHECK WHETHER THE PERSON FILING IS A: (E) [X] Investment Advisor registered under Section 203 of the Investment Advisors Act of 1940. ITEM 4. OWNERSHIP. Robert M. Gintel, Chief Executive Officer and 100% shareholder of Gintel Asset Management, Inc., is also controlling partner of Gintel & Co. Limited Partnership and Gintel-Ray Ltd. Partnership. In addition, Gintel Asset Management, Inc. has discretionary power over the accounts for which it acts as investment advisor. As a result, Gintel Asset Management, Inc. may be deemed to be the beneficial owner of the shares owned by these other entities. (a) Amount beneficially owned: 742,573 shares (b) Percent of Class: 3.2% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 710,000 (ii) Shared power to vote or to direct the vote: -0- (iii) Sole power to dispose or to direct the disposition of: 742,573 (iv) Shared power to dispose or to direct the disposition of : -0- Page 3 of 5 Pages ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATION: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Page 4 of 5 Pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. GINTEL ASSET MANAGEMENT, INC. By: /s/ Stephen G. Stavrides --------------------------- Stephen G. Stavrides President Date: February 11, 1999 Page 5 of 5 Pages -----END PRIVACY-ENHANCED MESSAGE-----